Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 9 Dec 2009)
- CF30 Customer (since 9 Dec 2009)
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Advanced Financial Strategies Ltd
FRN 513044
- (1)Employed By (since 9 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Advanced Financial Strategies Ltd
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controlled function added: (1)Employed By at Advanced Financial Strategies Ltd