Kenneth Stewart Devine

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cairn Financial Management Limited

    FRN 829694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jan 2020 to 30 Apr 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2026)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF4 Partner (AR) (19 Aug 2004 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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