Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Sep 2020)
- CF30 Customer (26 Oct 2010 to 25 Sep 2020)
-
- Employed By (26 Oct 2010 to 25 Sep 2020)
-
- CF30 Customer (16 Apr 2009 to 10 Jun 2011)
- CF21 Investment Adviser (10 May 2007 to 4 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Nov 2004 to 10 May 2007)
-
- (2)Employed By (10 Nov 2004 to 4 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.