Kenneth Ross Bottomley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M B Financial Planning Limited

    FRN 915191

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • SMF3 Executive Director (since 7 Aug 2020)
    • Responsible for Insurance Distribution (since 7 Aug 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2020)
    • CF1 Director (AR) (21 Sep 2016 to 4 Aug 2020)
    • CF30 Customer (1 Dec 2015 to 4 Aug 2020)
  • M B Financial Planning Ltd (no longer approved here)

    FRN 724559

    • Employed By (1 Dec 2015 to 4 Aug 2020)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (18 Feb 2014 to 8 Jan 2015)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (19 Aug 2013 to 8 Jan 2015)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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