Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF1 Director (10 Sep 2012 to 27 Feb 2013)
    • CF30 Customer (1 Nov 2007 to 15 Mar 2013)
    • CF29 Significant management (1 Nov 2007 to 15 Mar 2013)
    • CF27 Investment Management (20 Feb 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Jan 2004 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF1 Director (10 Sep 2012 to 1 Mar 2013)
    • CF30 Customer (1 Nov 2007 to 15 Mar 2013)
    • CF27 Investment Management (20 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.