Kenneth Raymond Lines

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMHERST FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 224443

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Jul 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (29 Jul 2003 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (29 Jul 2003 to 18 Nov 2019)
    • CF10 Compliance Oversight (29 Jul 2003 to 18 Nov 2019)
    • CF1 Director (29 Jul 2003 to 8 Dec 2019)
  • Amherst Financial Services Ltd (1772) (no longer approved here)

    FRN 156201

    • Employed By (1 Oct 1998 to 1 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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