Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (22 Oct 2021 to 30 Dec 2022)
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- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 22 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
- CF7 Sole Trader (AR) (23 Nov 2004 to 12 May 2005)
- CF21 Investment Adviser (27 Sep 2004 to 12 May 2005)
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- Employed By (1 May 2002 to 13 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.