Kenneth Michael MacNeill Borton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

H.I.G. Capital International Advisors, LLP
FRN 473775
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (26 Apr 2017 to 9 Dec 2019)
- CF4 Partner (26 Apr 2017 to 9 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF23 Corporate Finance Adviser (23 Feb 2004 to 21 Nov 2006)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.