Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
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- CF30 Customer (19 Dec 2012 to 13 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 4 Sep 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.