Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF11 Money Laundering Reporting (6 Mar 2008 to 30 Mar 2012)
- CF10 Compliance Oversight (19 Jan 2007 to 30 Mar 2012)
- CF15 Internal Audit (1 Dec 2001 to 1 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.