Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Safe Insurance Agency Limited (no longer approved here)

    FRN 224139

    • CF1 Director (2 Sep 2003 to 28 Jun 2011)
    • CF10 Compliance Oversight (2 Sep 2003 to 4 Feb 2004)
    • CF11 Money Laundering Reporting (2 Sep 2003 to 4 Feb 2004)
    • CF21 Investment Adviser (2 Sep 2003 to 31 Dec 2005)
    • CF8 Apportionment and Oversight (2 Sep 2003 to 4 Feb 2004)
  • The Safe Insurance Agency (1761) (no longer approved here)

    FRN 116074

    • Employed By (1 Oct 1998 to 22 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.