Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (2 Sep 2003 to 28 Jun 2011)
- CF10 Compliance Oversight (2 Sep 2003 to 4 Feb 2004)
- CF11 Money Laundering Reporting (2 Sep 2003 to 4 Feb 2004)
- CF21 Investment Adviser (2 Sep 2003 to 31 Dec 2005)
- CF8 Apportionment and Oversight (2 Sep 2003 to 4 Feb 2004)
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- Employed By (1 Oct 1998 to 22 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.