Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 6 Jan 2026)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2026)
    • CF3 Chief Executive (30 Oct 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Feb 2008 to 31 Mar 2009)
    • CF30 Customer (1 Feb 2008 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2008 to 8 Dec 2019)
  • AXM Venture Capital Ltd (no longer approved here)

    FRN 424893

    • CF30 Customer (2 Jan 2008 to 1 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.