Kenneth John Bannister

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redwood Financial Family Wealth and Estate Planners Ltd

    FRN 774469

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 May 2023)
    • [FCA CF] Client dealing (since 22 May 2023)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (9 Sep 2021 to 23 Jun 2022)
    • [FCA CF] Client dealing (2 Aug 2021 to 23 Jun 2022)
    • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 23 Jun 2022)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (9)Employed By (9 Sep 2021 to 23 Jun 2022)
  • DMA Moneybetter LTD (no longer approved here)

    FRN 828799

    • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Apr 2024)
    • CF1 Director (12 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (12 Jun 2019 to 10 Apr 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF4 Partner (AR) (30 Nov 2004 to 31 Dec 2006)
    • CF21 Investment Adviser (13 Mar 2002 to 31 Dec 2006)
  • The Octavian Partnership (Bannister Independent) (no longer approved here)

    FRN 210670

    • (2)Employed By (26 Mar 2002 to 31 Dec 2006)
  • Bannister Independent (no longer approved here)

    FRN 206208

    • Employed By (13 Mar 2002 to 15 Apr 2002)

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Updates to this individual's record on the FCA register.

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