Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Apr 2023)
    • CF30 Customer (since 25 Apr 2023)
    • (311)Employed By (since 25 Apr 2023)
  • Pembroke Finance Limited (no longer approved here)

    FRN 305811

    • CF30 Customer (11 Jun 2021 to 31 Jan 2023)
  • Consilio Financial Planning Limited (no longer approved here)

    FRN 925465

    • Employed By (11 Jun 2021 to 31 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.