Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 24 Jun 2021)
- [PRA CF] Key function holder (10 Dec 2018 to 11 Dec 2018)
- CF28 Systems and controls (5 Mar 2010 to 1 Mar 2013)
- CF10 Compliance Oversight (22 Sep 2008 to 1 Mar 2013)
- Responsible for Insurance Mediation (22 Sep 2008 to 1 Mar 2013)
- CF8 Apportionment and Oversight (22 Sep 2008 to 1 Mar 2013)
- CF3 Chief Executive (22 Sep 2008 to 1 Mar 2013)
- CF6 Small Friendly Society (22 Sep 2008 to 1 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.