Kenneth Hughes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Mar 2006 to 31 Mar 2013)
    • CF27 Investment Management (11 Aug 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Jul 2004 to 11 Aug 2004)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.