Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (33)Employed By (since 11 Jan 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF2 Non Executive Director (AR) (4 Dec 2007 to 30 Mar 2010)
    • CF1 Director (AR) (9 Feb 2005 to 8 Jan 2007)
  • Confident Financial Services Ltd (no longer approved here)

    FRN 476012

    • Employed By (4 Dec 2007 to 30 Mar 2010)
  • Optasia Wealth Management Limited (no longer approved here)

    FRN 216440

    • (15)Employed By (21 Feb 2006 to 7 Apr 2011)
  • Leading Edge Financial Services (no longer approved here)

    FRN 215087

    • Employed By (1 Dec 2001 to 21 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.