Kenneth Graham Hunter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jigsaw Corporate Financial Management Limited

    FRN 528086

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (10 Jul 2009 to 30 Aug 2011)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 23 May 2011)
    • CF1 Director (AR) (14 Feb 2005 to 29 Jun 2012)
    • CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Oct 2004 to 31 Oct 2007)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF4 Partner (AR) (31 Oct 2004 to 8 Sep 2005)
  • Wessex Mortgages (no longer approved here)

    FRN 405925

    • Employed By (31 Oct 2004 to 8 Sep 2005)
  • Jigsaw Financial Management Ltd (no longer approved here)

    FRN 231801

    • (27)Employed By (14 Oct 2004 to 29 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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