Kenneth Gordon MacLean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
    • [FCA CF] Client dealing (since 9 May 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Aug 2022)
    • CF30 Customer (31 May 2017 to 9 Aug 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 28 Oct 2009)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jan 2007 to 26 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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