Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2020)
- CF30 Customer (6 Aug 2013 to 8 Dec 2019)
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- Employed By (26 Mar 2013 to 8 Aug 2013)
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- CF30 Customer (18 Mar 2011 to 8 Aug 2013)
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- Employed By (18 Mar 2011 to 8 Dec 2019)
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- CF21 Investment Adviser (19 Jun 2003 to 27 Apr 2004)
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- (295)Employed By (19 Jun 2003 to 27 Apr 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.