Kenneth George William Wickens

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (5 Sep 2016 to 1 Jul 2018)
    • CF30 Customer (6 Mar 2014 to 6 Mar 2016)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (4 Nov 2013 to 11 Feb 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (11 May 2009 to 25 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.