Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Estate and Property Ltd
FRN 519228
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
- CF30 Customer (27 Jul 2011 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (1 Feb 2022 to 22 Mar 2023)
- [FCA CF] Client dealing (1 Feb 2022 to 22 Mar 2023)
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- (2)Employed By (1 Oct 1998 to 11 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.