Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • CF30 Customer (27 Jul 2011 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 22 Mar 2023)
    • [FCA CF] Client dealing (1 Feb 2022 to 22 Mar 2023)
  • Independent Financial Choice (2864) (no longer approved here)

    FRN 189499

    • (2)Employed By (1 Oct 1998 to 11 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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