Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jun 2021)
    • CF1 Director (AR) (27 Nov 2014 to 4 Jun 2021)
    • CF4 Partner (AR) (21 Jan 2011 to 2 Nov 2012)
    • CF30 Customer (16 Feb 2010 to 4 Jun 2021)
  • Edwards & Pringle (no longer approved here)

    FRN 400936

    • (4)Employed By (16 Feb 2010 to 4 Jun 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 10 Feb 2010)
    • CF21 Investment Adviser (19 Nov 2003 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (432)Employed By (19 Nov 2003 to 10 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.