Kenneth Charles Reason

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 May 2023)
    • [FCA CF] Client dealing (since 26 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 May 2023)
    • CF4 Partner (AR) (24 Oct 2018 to 15 May 2023)
    • CF30 Customer (31 Mar 2009 to 15 May 2023)
    • CF21 Investment Adviser (4 Feb 2005 to 14 Feb 2007)
    • CF1 Director (AR) (15 Jul 2004 to 14 Feb 2007)
    • CF22 Investment Adviser (Trainee) (23 Mar 2004 to 4 Feb 2005)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (10 Jun 2010 to 22 Jan 2013)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (10 Jun 2010 to 22 Jan 2013)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 17 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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