Kenneth Brewster

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kenneth Brewster

    FRN 484860

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2008 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2008 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 30 Aug 2008)
    • CF7 Sole Trader (AR) (21 Jul 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jun 2004 to 28 Apr 2005)
  • Brewster Financial Services (no longer approved here)

    FRN 435539

    • Employed By (24 Nov 2006 to 30 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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