Kenneth Andrew Spence

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage & Investment Centre LLP

    FRN 472442

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF4 Partner (2 Jan 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2008 to 28 Feb 2013)
    • CF11 Money Laundering Reporting (2 Jan 2008 to 28 Feb 2013)
    • CF30 Customer (2 Jan 2008 to 28 Feb 2013)
    • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
  • Mortgage & Investment Design Centre (1215) (no longer approved here)

    FRN 161719

    • (1)Employed By (1 Oct 1998 to 27 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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