Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2025)
- SMF3 Executive Director (9 Dec 2019 to 11 Dec 2019)
- CF30 Customer (1 Nov 2007 to 29 Apr 2016)
- CF1 Director (AR) (15 Aug 2007 to 26 Feb 2014)
- CF24 Pension Transfer Specialist (5 May 2005 to 31 Oct 2007)
- CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
- CF1 Director (7 Apr 2005 to 8 Dec 2019)
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- Employed By (15 Aug 2007 to 26 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.