Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marshall Wace LLP
FRN 228531
- SMF27 Partner (since 3 Jul 2025)
- [FCA CF] Client dealing (since 17 Mar 2021)
- [FCA CF] Manager of certification employee (since 17 Mar 2021)
- [FCA CF] Material risk taker (since 17 Mar 2021)
- CF4 Partner (24 Nov 2011 to 6 Dec 2019)
- CF30 Customer (22 Sep 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.