Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 Oct 2020)
    • CF1 Director (AR) (since 14 Oct 2020)
    • [FCA CF] Client dealing (since 14 Oct 2020)
    • CF30 Customer (since 14 Oct 2020)
    • (3)Employed By (since 5 Jun 2009)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 13 Oct 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 13 Oct 2020)
    • CF1 Director (AR) (2 Apr 2012 to 13 Oct 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Jun 2009 to 1 Apr 2012)
    • CF1 Director (AR) (5 Jun 2009 to 1 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Abram Partnership Ltd

  2. controlled function added: (3)Employed By at Abram Partnership Ltd