Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dragon Brokers Limited
FRN 599430
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 1 Sep 2025)
- CF1 Director (AR) (since 14 Aug 2025)
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Guardian Mortgages And Risk Solutions LTD
FRN 1039555
- (1)Employed By (since 14 Aug 2025)
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- CF30 Customer (1 Nov 2007 to 7 Dec 2008)
- CF22 Investment Adviser (Trainee) (3 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.