Kenichi Hosomi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Bank International plc (no longer approved here)
FRN 223304
- SMF7 Group Entity Senior Manager (7 Mar 2016 to 25 Jul 2018)
- CF2 Non Executive Director (18 Jun 2015 to 6 Mar 2016)
- CF1 Director (28 Mar 2012 to 18 Jun 2015)
- CF29 Significant management (1 Apr 2009 to 28 Mar 2012)
SMBC Nikko Capital Markets Limited (no longer approved here)
FRN 171935
- CF2 Non Executive Director (18 Nov 2014 to 11 Aug 2015)
- CF1 Director (18 Sep 2012 to 18 Nov 2014)
SMBC Derivative Products Limited (no longer approved here)
FRN 172073
- CF1 Director (18 Sep 2012 to 11 Aug 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.