Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 23 May 2023)
    • [FCA CF] Manager of certification employee (since 28 Mar 2023)
    • [FCA CF] Material risk taker (since 20 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jul 2021)
    • [FCA CF] Client dealing (since 3 Feb 2020)
    • [PRA CF] Managing a material risk taker (20 Jul 2021 to 21 Jul 2021)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Significant management (since 23 May 2023)
    • [FCA CF] Manager of certification employee (since 28 Mar 2023)
    • [FCA CF] Material risk taker (since 20 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jul 2021)
    • [FCA CF] Client dealing (since 3 Feb 2020)
    • [FCA CF] Significant management (since 23 May 2023)
    • [FCA CF] Manager of certification employee (since 28 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jul 2021)
    • [FCA CF] Material risk taker (since 20 Jul 2021)
    • [FCA CF] Client dealing (since 3 Feb 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (23 May 2018 to 16 Jan 2020)
    • [FCA CF] Material risk taker (17 May 2017 to 16 Jan 2020)
    • [FCA CF] Client dealing (15 Dec 2016 to 16 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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