Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2022)
- CF30 Customer (8 Aug 2014 to 4 Oct 2022)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 1 Jun 2005)
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- CF30 Customer (12 Jan 2011 to 1 Aug 2014)
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- (5)Employed By (1 Dec 2001 to 12 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.