Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Apr 2025)
    • [FCA CF] Material risk taker (since 24 Apr 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Jan 2019)
    • CF30 Customer (24 Aug 2010 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 5 Jun 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.