Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 6 Jul 2020)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (19 Feb 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (18 Jul 2013 to 17 Jul 2014)
    • CF30 Customer (28 Dec 2012 to 14 Sep 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (18 Jul 2013 to 17 Jul 2014)
    • CF30 Customer (28 Dec 2012 to 14 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.