Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Henry Dannell Private Clients Ltd
FRN 943626
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
- SMF3 Executive Director (since 14 Sep 2021)
- Responsibility for MCD Intermediation (since 14 Sep 2021)
- Responsible for Insurance Distribution (since 14 Sep 2021)
- SMF1 Chief Executive (27 Aug 2024 to 15 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Nov 2021 to 1 Apr 2021)
- [FCA CF] Client dealing (1 Oct 2021 to 2 Mar 2023)
- SMF16 Compliance Oversight (14 Sep 2021 to 15 Sep 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2021)
- CF1 Director (AR) (12 Jun 2019 to 9 Sep 2021)
Recent activity
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