Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • SMF3 Executive Director (since 14 Sep 2021)
    • Responsibility for MCD Intermediation (since 14 Sep 2021)
    • Responsible for Insurance Distribution (since 14 Sep 2021)
    • SMF1 Chief Executive (27 Aug 2024 to 15 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Nov 2021 to 1 Apr 2021)
    • [FCA CF] Client dealing (1 Oct 2021 to 2 Mar 2023)
    • SMF16 Compliance Oversight (14 Sep 2021 to 15 Sep 2025)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2021)
    • CF1 Director (AR) (12 Jun 2019 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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