Kelvin Heywood Clough

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROWN SHIPLEY & CO. LIMITED (no longer approved here)
FRN 124548
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Aug 2021)
- [FCA CF] Manager of certification employee (9 Sep 2019 to 9 Sep 2019)
- SMF16 Compliance Oversight (12 Aug 2019 to 30 Nov 2024)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- SMF16 Compliance Oversight (7 Mar 2016 to 5 Feb 2019)
- CF10 Compliance Oversight (9 Feb 2015 to 6 Mar 2016)
- CF11 Money Laundering Reporting (9 Feb 2015 to 25 Sep 2015)
- CF10a CASS Oversight function (1 Oct 2011 to 6 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.