Kelvin Facey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2023)
  • John Phillips Financial Planning LLP (no longer approved here)

    FRN 630436

    • [FCA CF] Functions requiring qualifications (11 Nov 2020 to 21 Sep 2023)
    • [FCA CF] Client dealing (11 Nov 2020 to 21 Sep 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (22 Jan 2008 to 30 Apr 2013)
    • CF30 Customer (22 Jan 2008 to 30 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.