Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 27 Apr 2021)
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • [FCA CF] Material risk taker (since 26 Mar 2021)
    • [FCA CF] Manager of certification employee (since 27 Apr 2021)
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • [FCA CF] Material risk taker (since 26 Mar 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (26 Jul 2012 to 31 Jan 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.