Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2024)
    • [FCA CF] Client dealing (since 18 Sep 2024)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • CF30 Customer (11 Mar 2024 to 20 Jun 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • [FCA CF] Client dealing (24 Jan 2024 to 5 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (24 Jan 2024 to 5 Jun 2024)
    • CF30 Customer (31 Dec 2023 to 28 May 2024)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (31 Dec 2023 to 20 Jun 2024)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (1 Oct 2019 to 16 Nov 2023)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 16 Nov 2023)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (25 Nov 2013 to 27 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.