Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North West) Limited
FRN 229808
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Sep 2024)
- [FCA CF] Client dealing (since 18 Sep 2024)
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- CF30 Customer (11 Mar 2024 to 20 Jun 2024)
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- [FCA CF] Client dealing (24 Jan 2024 to 5 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (24 Jan 2024 to 5 Jun 2024)
- CF30 Customer (31 Dec 2023 to 28 May 2024)
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- Employed By (31 Dec 2023 to 20 Jun 2024)
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- [FCA CF] Client dealing (1 Oct 2019 to 16 Nov 2023)
- [FCA CF] Functions requiring qualifications (1 Oct 2016 to 16 Nov 2023)
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- CF30 Customer (25 Nov 2013 to 27 Oct 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.