Kelly Louise Davies-Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Phillip Bates & Co Financial Services Limited (no longer approved here)
FRN 469998
- CF30 Customer (4 Jan 2010 to 16 Mar 2010)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (30 Jun 2009 to 1 Sep 2009)
The Northallerton Practice Ltd (no longer approved here)
FRN 461818
- Employed By (30 Jun 2009 to 1 Sep 2009)
Greystone Financial Services Limited (no longer approved here)
FRN 154622
- CF30 Customer (1 Nov 2007 to 2 Sep 2008)
- CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Sep 2005 to 20 Jul 2007)
HLB Financial Services Limited (no longer approved here)
FRN 207576
- Employed By (16 Oct 2007 to 2 Sep 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.