Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Jan 2023)
    • [FCA CF] Functions requiring qualifications (30 Apr 2019 to 30 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (21 Jul 2016 to 6 Jun 2017)
    • [FCA CF] Functions requiring qualifications (21 Jul 2016 to 6 Jun 2017)
    • CF30 Customer (20 May 2013 to 31 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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