Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Manager of certification employee (18 Oct 2022 to 10 Jul 2023)
    • [FCA CF] Client dealing (2 Dec 2020 to 10 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (24 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF21 Investment Adviser (28 Sep 2004 to 1 Mar 2005)
    • CF27 Investment Management (16 Sep 2003 to 1 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.