Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Craven Street Financial Planning Limited
FRN 135202
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Nov 2023)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.