Keith Walter Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SJ Financial Advice Ltd

    FRN 650923

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 12 Oct 2009)
    • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2005 to 1 Aug 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (21 Aug 2003 to 21 Jan 2005)
    • CF7 Sole Trader (AR) (30 Oct 2002 to 21 Jan 2005)
    • CF22 Investment Adviser (Trainee) (30 Oct 2002 to 21 Aug 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (21 Aug 2003 to 21 Jan 2005)
    • CF22 Investment Adviser (Trainee) (30 Oct 2002 to 21 Aug 2003)
    • CF7 Sole Trader (AR) (30 Oct 2002 to 21 Jan 2005)
  • Niche Financial Services (no longer approved here)

    FRN 220201

    • Employed By (30 Oct 2002 to 21 Jan 2005)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.