Keith Tillotson

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C & M (LIFE & PENSIONS) LIMITED

    FRN 627954

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [PRA CF] Key function holder (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 30 Aug 2016)
    • [FCA CF] CASS oversight function (3 Aug 2020 to 5 Nov 2025)
    • [FCA CF] Significant management (3 Aug 2020 to 5 Nov 2025)
    • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
    • CF1 Director (1 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
  • C&M (Life & Pension) Ltd (0239) (no longer approved here)

    FRN 153086

    • Employed By (1 Oct 1998 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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