Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 5 Sep 2023)
    • CF30 Customer (since 15 Aug 2023)
    • CF1 Director (AR) (since 15 Aug 2023)
    • (4)Employed By (since 15 Aug 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (5 Apr 2022 to 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 1 Dec 2022)
    • CF30 Customer (24 Aug 2015 to 6 Apr 2016)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (21 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.