Keith Stringer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NORTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 307785

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (AR) (28 Jul 2010 to 31 Dec 2020)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Jan 2006 to 21 Jun 2016)
    • CF3 Chief Executive (31 Oct 2004 to 8 Dec 2019)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 22 Nov 2018)
  • Norton Home Loans Limited (no longer approved here)

    FRN 464136

    • SMF3 Executive Director (9 Dec 2019 to 30 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Dec 2020)
    • CF1 Director (AR) (28 Jul 2010 to 30 Dec 2020)
    • CF10 Compliance Oversight (10 Sep 2007 to 22 Nov 2018)
    • Responsible for Insurance Mediation (10 Sep 2007 to 30 Sep 2018)
    • CF3 Chief Executive (10 Sep 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Sep 2007 to 31 Mar 2009)
    • CF1 Director (10 Sep 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Sep 2007 to 22 Nov 2018)
  • Norton Finance and Mortgages Limited (no longer approved here)

    FRN 589554

    • SMF3 Executive Director (9 Dec 2019 to 30 Dec 2020)
    • CF1 Director (14 Jun 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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