Keith Stockdale

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 7 Aug 2023)
    • [FCA CF] Client dealing (since 7 Aug 2023)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (19 Sep 2002 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (8 Aug 2002 to 3 Jul 2003)
    • CF21 Investment Adviser (8 Aug 2002 to 3 Jul 2003)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF4 Partner (AR) (9 Aug 2012 to 18 Aug 2018)
    • CF30 Customer (9 Aug 2012 to 18 Aug 2018)
  • Stockdale & Company (no longer approved here)

    FRN 176423

    • (3)Employed By (1 Oct 1998 to 18 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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