Keith Steven Manning

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Four Stages Finance Limited (no longer approved here)
FRN 736876
- (1)Employed By (22 Dec 2018 to 30 Apr 2019)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (6 May 2009 to 30 Apr 2019)
Lyn Financial Services Limited (1678) (no longer approved here)
FRN 179802
- (6)Employed By (12 Jun 2006 to 28 Dec 2006)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.